股东知情权制度研究.pdf

山西财经大学
硕士学位论文
股东知情权制度研究
姓名:董洁
申请学位级别:硕士
专业:经济法学
指导教师:马跃进
2011-04-05
股东知情权制度研究

摘要

现代公司制度实质上是一个包含多个权利主体、存在多种权利冲突的驱动
机制。在权利制衡的观念下设计一整套股东知情权制度是公司内部权利体系的
复杂性和多元性的必然要求。通过法律规定股东的相关权利和公司的相应义务,
股东知情权得以实现,并通过建立完善的司法救济举措对股东知情权予以保障。
世界上许多国家的公司立法都确认了股东知情权制度,但如何准确的认识股东
知情权,并完善股东的知情权制度仍然是一个值得讨论的问题。我国现行公司
立法关于股东知情权的保护虽然有了进一步的扩展,在一定程度上细化了相关
的规定,包括对目的的正当性进行了限制,也制定了一定的程序规定,但与先
进国家相比还存在很大差距,亦有待于进一步完善,使之既要保障股东的权益,
又不能使股东滥用权力。
目前,我国公司法在股东知情权行使的条件、诉讼程序等方面还存在缺陷,
司法界对于股东知情权纷争的解决仍缺乏经验,故侵犯股东知情权的行为往往
得不到有效的追究,该类纷争也频繁发生,股东知情权保护在实践中的可操作
性不强。因此本文通过对股东知情权基础理论的概括、分析,借鉴各国公司立
法经验,指出我国现有股东知情权制度的不足之处,并提出完善该制度的相关
建议,以期更好地保障股东知情权的实现。

【关键词】股东知情权程序检查人选任制度诉讼救济
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股东知情权制度研究
Abstract
The modern corporate system are in essence a containing multiple rights subject, there are many
conflicts of right system'plexity and diversity need us to design a system of
Shareholders' rights to learn the truth. Through pany's relevant obligations and
shareholders' corresponding rights and establishing a perfect judicial measures to protect,
Shareholders' rights to learn the truth can realize finally. Many countries in the world confirmed the
system of Shareholders' rights to learn the truth in pany laws, but how to understand it
exactly and perfect shareholder's right system is still a question which worth us discussing . Although
our pany law about partner rights' protection had expanded further, the relevant
regulations had more refined, compared with advanced countries , there are many insufficiency and
flaw in our system. We need to perfect it, make it to ensure shareholder's rights and avoid
shareholders abusing their power.
At present, many insufficiency and flaw still exist on exercise conditions, litigation procedure
and so on, Judicial circles solve these disputes still lack of experience, some illegal behaviors often
without effective investigated. Shareholders' protection in practice is short of maneuverabi