securitiesterminology-证券金融类术语.docx

securitiesterminology-证券金融类术语.docxmission(CSRC)股本资产equitycapital经纪商/□营商broker/dealer私冇交易业务proprietarytradingbusinesses直接进场("在线”)ess("online")tradeexecutionandclearingservices股票、期权、期货、外汇、债券和基金stocks,options,futures,forex,bondsandfunds电子化交易的产品electronicallytradedproducts夕卜号registerentrynumber零售和大宗客户retailandwholesaleclients红股bonusshare;红利;股息dividend蓝筹股bluechipstock红筹股redchipstock资本市场capitalmarket证券市场securitiesmarket发行人issuer公开发行publicoffering私募发行privateoffering;privateplacement发行价格issuingprice平价发彳亍facevalueissuing溢价发行premiumissuing折价发行discountedissuing新发行newissue发行日offeringdate股票、股权share;equity;stock个人投资者/散户retail/privateinvestor证券小介机构securitiesintermediaryi正券公司;pany;broker-dealer自营proprietarytrading招股说明书prospectus新股/初始公开发行initialpublicoffering(IPO)anization证券发行审核制度verificationsystemforsecuritiesoffering已发彳亍%£通月殳issued-and-outstandingStocks认购比率subscript!onratio股东stockholders;pany上市辅导pre-listingtutoring上市推荐人listingsponsor证券交易tradingofsecurities主板市场mainboard二板市场secondboard创业板市场start-upboard高科技板块high-techsector场内交易onboardtransaction场外交易offboardtransact!on柜台交易over-the-countertransaction信用交易margintransaction流动性liquidity;marketability流通性negotiability要价offer卖方要价offering(asked)Price场外委托off-floororder场内委托on-floororde对敲指令matchedorders市场价格marketprice市场价值marketvalue面值facevalue除息日ex-dividend(XD)(withoutdividend)date到期Hexpirationdate除权ex-right(XRT)ponentindexCAC-40Index法国巴黎CAC-40指数道琼斯工业指数DowJonesindustria