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注册金融分析师-道德规范与职业行为准则(一).doc道德规范与职业行为准则(-)&:,CFA,•AccordingtotheCFAInstituteStandardsofProfessionalConduct<whichofthefollowingstatementsaboutdisclosureofconflictsisnotrequired?Lambertwouldnotneedtodisclosetohisemployer:offshoreisanOTCmarketmakerforButchCorporation'•hiswifeowns2000sharesofButchCorporation•、 WhichofthefollowingisNOTanobjectiveoftheGlobalInvestmentPerformanceStandardsGIPS)?urateandconsistentinvestmentperformancedataforreporting,recordkeeping,marketing,•Topromotefair,petitionamonginvestmentfirmsforallmarketswithoutcreatingbarrierstoentryfornewfirms•、 ,•WithrespecttoStandardVlB.,PriorityofTransactions,this:•C•maybeaviolationdespitetheclients1approval-5^pliancewithGlobalInvestmentPerformanceStandards(GIPS)?plywithallrequirementsandbeawareofupdatesandguidancestatements•pliantpresentationonlytoprospectswhorequestone•6、ThesectionoftheGiobalInvestmentPerformanceStandards(GIPS)thatoutlinesdefiningthefirmanddocumentingfirmpol