注册金融分析师-注册金融分析师一级模拟3.docxh^CFA,isaportfoliomanageratA&B丄imited,panyofengaginginongoingillegalactivities,ordingtotheAIMRStandardsofProfessionalConduct,heisrequiredtotakeallofthefollowingactionsEXCEPT:determinewhethertheconductis,infact,・disassociatehimselffromanyillegalactivity••2^,alsoworkingontheproject,,plieswithhermanagerinstruction?•IVB•、 Beforedisseminatingchangesinhisfirm1sbuy/,aCFAcandidate,,whatstandard,ifany,didJohnsonviolate?StandardI11B.,\*B.,•StandardIIA•/ProhibitionAgainstUseofMaterialNonpublicInformation•4、 AccordingtotheAIMRStandardsofProfessionalConduct,whichofthefollowingaboutStandardIIlE•,PreservationofConfidentialityfisTRUE?Ifamemberreceivesinformationduetohisorherspecialrelationshipwiththeclientindicatingillegalbehavioronthepartoftheclient,themembermaynothaveanobligationtoinformtheappropriateauthorities•-5、 BasedontheAIMRStandardsofProfessionalConduct,whichofthefollowingstatementsisleastlikelytobeaviolationofStandardHID.,ProhibitionagainstMisrepresentation?:equity,e,•6、 Ian0fsullivan,CFA,panies,
注册金融分析师-注册金融分析师一级模拟3 来自淘豆网m.daumloan.com转载请标明出处.