SOX - Manager's Guide pliance Sarbanes-Oxley Best Practices and Case Studies(Wiley)(1).pdf

plianceSarbanes-Oxley, COSO, ERM, COBIT,IFRS, BASEL II, OMB A-123, ASX 10,OECD Principles, Turnbull Guidance,Best Practices, and Case StudiesANTHONY TARANTINOJohn Wiley & Sons, ’s Guide01_792578 2/28/06 7:30 PM Page iiiThis book is printed on acid-free paper. ∞Copyright ? 2006 by John Wiley & Sons, Inc. All rights by John Wiley & Sons, Inc., Hoboken, New simultaneously in part of this publication may be reproduced, stored in a retrieval system, or transmit-ted in any form or by any means, electronic, mechanical, photocopying, recording, scan-ning, or otherwise, except as permitted under Section 107 or 108 of the 1976 UnitedStates Copyright Act, without either the prior written permission of the Publisher, orauthorization through payment of the appropriate per-copy fee to the CopyrightClearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400, fax978-646-8600, or on the web at . Requests to the Publisher for per-mission should be addressed to the Permissions Department, John Wiley & Sons, Inc.,111 River Street, Hoboken, NJ 07030, 201-748-6011, fax 201-748-6008, or online at/ of Liability/Disclaimer of Warranty: While the publisher and author have used theirbest efforts in preparing this book, they make no representations or warranties withrespect to the accuracy pleteness of the contents of this book and specifically dis-claim any implied warranties of merchantability or fitness for a particular purpose. Nowarranty may be created or extended by sales representatives or written sales advice and strategies contained herein may not be suitable for your situation. Youshould consult with a professional where appropriate. Neither the publisher nor authorshall be liable for any loss of profit or any mercial damages, including but notlimited to special, incidental, consequential, or other general information on our other products and services, or